Journal of Addiction & Addictive Disorders Category: Clinical Type: Research Article

The Predictive Value of the Central Eight Criminogenic Risk Factors: A Multi-Group Comparison of Dually Diagnosed Violent Offenders with other Subgroups of Violent Offenders

Joan E Van Horn1, Mara Eisenberg1, Fleur Anne Souverein2 and Fleur Kraanen3
1 Center for forensic outpatient treatment, Forensische Zorgspecialisten, Utrecht, Netherlands
2 Academische werkplaats risico jeugd intermetzo, Netherlands
3 Sinai centrum, Netherlands

Received Date: Dec 14, 2017
Accepted Date: Feb 05, 2018
Published Date: Feb 19, 2018

Abstract

A dual diagnosis (substance related disorder combined with other clinical and/or personality disorders) is associated with a broad range of adverse outcomes, such as higher suicide risks and criminality. The present study is the first large-scale study aimed at comparing adult violent offenders with a Dual Diagnosis (DD-group, n=710) with other subgroups of adult violent offenders: offenders without a clinical or personality disorder (No disorders group, n=142); offenders being diagnosed with only Substance Use Disorders (SUD-group, n=120); Offenders with other clinical (SUDs excluded) and/or personality disorders (Other disorders group, n=499). Seven of the central disorders (Other disorders group, n=499). Seven of the central eight criminogenic risk factors (categorized in the big and moderate three criminogenic risk factors) described in General Personality and Cognitive Social Learning (GPCSL) theories were included in a multi-group path analysis as predictors of general recidivism and dropout. DD-offenders had the highest recidivism and dropout rates. A few numbers of the central eight risk factors were found predictive of general recidivism and dropout within each subgroup. In DD-offenders the only risk factor relevant for recidivism was a history of antisocial/criminal behavior.

Keywords

Central eight criminogenic risk factors; Dual diagnosis; Forensic outpatients; Recidivism; Violent offenders

INTRODUCTION

The literature suggests that adults with a dual diagnosis have an increased risk for delinquent behavior compared to the general population [1,2]. A Dual Diagnosis (DD) is defined by the World Health Organization as the simultaneous manifestation of a Substance Use Disorder (SUD) and another clinical and/or personality disorder within one and the same patient [3]. Empirical studies among adult offenders report on percentages varying from 7.4% [4] to 26.3% [5,6] of prisoners with a dual diagnosis, depending-amongst others-on a more narrow or broad definition of a dual diagnosis. While prevalence rates of adult offenders diagnosed with exclusively substance use disorders (52.3%) were higher offenders, with a dual diagnosis recidivated at a higher rate [4]. Walter, Wiesbeck, Dittmann, and Graf [7], for instance, investigated a sample of 379 offenders who were subject to court orders for forensic psychiatric evaluation. In a median time at risk of 8.4 years, the highest general recidivism rate (69.3%) was found among DD-offenders against 44.6% in the subgroup of offenders with a Substance Use Disorder (SUD). They also recidivated more than offenders with a personality disorder (33%) and other diagnoses (25.2%). Similar findings were presented by Lund, Van der Hof, Forsman, Anckarsäter, and Nilsson [8] who studied a population-based cohort of 349 offenders with a Personality Disorder (PD) sentenced to forensic psychiatric treatment, prison, or noncustodial sanctions. Survival analyses were used to compare recidivism rates across three different sanctioned and four diagnostic groups (PD-group, SUD-group, DD-group, residual disorder group). The course of violent recidivism did not differ between the sanctioned groups; however, they did find significant differences between the diagnostic groups. The shortest survival time and the highest rate of violent recidivism were found in the DD-group and the SUD-group (respectively 58% and 56% versus 43% in the PD-group, 30% in the residual group). Apart from an increased risk for criminal behavior, dually diagnosed adults also have a higher risk of morbidity and mortality, especially death by unnatural causes, compared to the general population [9], with a shorter life expectancy of 15 to 20 years [10]. In a Danish nation-wide population-based study, the prevalence of SUDs in adults with mental disorders was found to be 30.4% [11]. The more often visited first aid posts and hospital emergency rooms than people without SUDs. Moreover, hospitalization and use of outpatient treatment contacts was found to be inconsistent and discontinuous among DD-adults. Factors such as unstable housing, deficits in adequate coping skills, and problematic interpersonal relationships are assumed to act as barriers for accessing medical and social services [11], while they are in need of long-term (clinical) care, but at the same time are not very responsive to treatment. Therapeutic relations are difficult to establish, dropout rates are high and treatment prognoses are bad [12,13]. Clinical predictors of dropout from substance user treatment include early onset of substance use, impaired coping, and lower social support [14,15]. From the previous it can be concluded that dually diagnosed adults are at a high risk for reoffending in particular due to the presence of a number of critical risk factors such as unstable relationships and inadequate problem solving skills. Amongst others, these factors are assumed to lie at the core of the development of criminal conduct as described in the General Personality and Cognitive Social Learning (GPCSL) theory and its related Risk-Need-Responsivity (RNR) model, a rehabilitation model for the assessment and treatment of offenders [16]. The present study sets out to - based on the GPCSL-theory-identify the risk factors for reoffending (recidivism) among dually diagnosed violent offenders in outpatient forensic care. To our knowledge this is the first large-scale study among forensic outpatient violent offenders in which the RNR-based risk factors are related to adverse outcomes (i.e., general recidivism and dropout). 

The General Personality and Cognitive Social Learning (GPCSL) theory is a general theory of the onset and sustained criminal behavior [16]. In the GPCSL, specific criminogenic variables within the individual and his/her social learning environment are described that set this theory apart from mainstream criminological theories and clinical perspectives of criminal behaviour. For instance, the traditional clinical variables of anxiety, depression, mood, and major psychotic symptoms, are salient from a clinical perspective of criminal behaviour, however, in GPCSL, such variables are regarded as minor risk factors. A meta-analytic study conducted by Bonta, Blais, and Wilson [17] confirmed that, with the exception of antisocial personality, the clinical variables were not predictive of recidivism. 

GPCSL recognizes that there are many routes to crime but some experiences in life are more influential than others. For example, the lack of employment, poor use of leisure time, substance abuse and having a criminal social network have a far greater impact on the likelihood of criminal behaviour relative to one’s socioeconomic conditions. Such situations limit exposure to rewards for prosocial behaviour and also diminish punishment for rule violating behaviour. The GPCSL theoretical perspective views the following predominantly individual variables as major determinants of criminality: History of antisocial/criminal behavior, Antisocial Personality Pattern, Antisocial Cognitions, and Antisocial network. They are referred to as the big four criminogenic risk factors and are assumed to facilitate the commission of a criminal act. Within GPCSL, another set of predominantly contextual domains are described as relevant in the development of criminal behaviour. These are: Education/Employment, Family/Marital, Substance Abuse, and Leisure pursuits and are referred as the moderate four criminogenic risk factors. Together, the big and moderate four criminogenic risk factors go under the name central eight criminogenic risk factors. 

A number of meta-analytic reviews have found evidence for the predictive validity of the central eight criminogenic factors and for the primacy of the big four over the moderate four risk factors among general offenders [18-20]. Moreover, the central eight risk factors were found relevant across age [21,22] gender [23-25] ethnic groups [26] and offender types [27,28]. Although the evidence supports the central eight risk factors as being applicable to a range of offenders, results are inconsistent with regard to the primacy of the big four over the moderate four risk factors among these offender subgroups. Further research is needed to strengthen the applicability of the central eight to other offender subgroups in general and to find support for the greater importance of the big four criminogenic factors over the moderate four in particular to reduce the risk of reoffending through treatment [17].

One of the most influential models in guiding treatment interventions with offenders is the Risk-Need-Responsivity (RNR) model [29,30]. Of the 15 principles currently represented in the model [16], three of them have been at the core since 1990. These are: Risk-principle that specify that the intensity and duration of the treatment should match the offender’s risk of re-offending; need-principle dictates that treatment should target the dynamic (changeable) criminogenic risk factors; responsivity-principle that describes that treatment should be responsive to specific offender’s abilities (e.g., intellectual capacities and motivation) to maximize treatment engagement. In their most recent review Andrews and Bonta [16] found that non adherence to these principles was associated with a small increase in recidivism (r=-0.02), whereas larger decreases were observed with increased adherence to the RNR-principles (two principles, r=0.18; three principles, r=0.26). Since the main objective of forensic treatment is to minimize the risk of reoffending, it is of particular importance to investigate which central eight criminogenic risk factors play a significant role in recidivism among subgroups of violent offenders.

AIMS OF THE PRESENT STUDY

Hence, the central aim of this study was to compare adult male violent offenders diagnosed with SUD (including alcohol) and co-occurring clinical and/or personality disorders (DD-group) with other types of male violent offenders on the strength of the relationship between the central eight risk factors and two outcome measures (recidivism and dropout). Other groups of violent offenders were those with no clinical or personality disorder (No disorders-group), offenders with exclusively Substance Use Disorders (SUD-group), and offenders with one or more comorbid clinical disorders (substance-related disorders excluded) and/or personality disorders (Other disorders-group). Moreover, recidivism and treatment dropout rates were calculated for these subgroups. It was expected that DD-offenders have the highest recidivism and dropout rates and that-across subgroups-the big four criminogenic factors were more predictive of general recidivism than the moderate four criminogenic factors. These factors were expected to be stronger in DD-offenders than other types of violent offenders.

METHODS

Sample and study protocol

Data were collected prospectively (but retrieved retrospectively) from offenders who were charged with or convicted of a violent offence and who were accepted for a treatment at an outpatient forensic treatment center in The Netherlands between 2008 and 2012. The outpatient forensic treatment center is located in the western part of The Netherlands. Cognitive-behavioral treatment is offered to juvenile and adult offenders with a mental disorder. Following RNR-guidelines, treatment length and intensity are matched to the offenders’ recidivism risk, and treatment modules, amongst which improving coping skills or recognizing and controlling (aggressive) impulses, are tuned to their treatment needs. A number of exclusion criteria for treatment - clinically assessed at the registration and intake phase-are applicable: Offenders who commit offences from a psychosis are referred to a center for general psychiatry or another forensic psychiatric (outpatient) clinic. In addition, severe addiction problems that require supervised detoxification have to be addressed prior to forensic treatment. Clients enter treatment on a voluntary or mandatory base. Voluntary treatment indicates that clients enter treatment on their own initiative, on referral of a general practitioner or another mental health care institute. Mandatory treatment implies that treatment is imposed by a judge. In these cases a probation officer fulfils the supervisory role.

At intake, patients are informed by the therapist about the data collection from electronic patient files, questionnaires, and risk assessments during their treatment, as well as how these data will be used for scientific purposes and to match their treatment to their individual problems. Patients also receive a flyer detailing the data collection procedure and patients are asked to sign an informed consent letter when they agreed on the use of their data for scientific research. Participation in the study was voluntary. The procedure falls within the Dutch Data Protection Act (Dutch DPA) and other specific Dutch healthcare laws, which provides legal provisions on how to deal with the privacy of personal information within the context of, among others, mental health services. The Dutch DPA also includes that all patients have the right to withdraw their previous consent at all times during and after treatment.

The initial sample comprised 1,879 adult violent offenders. Excluded were detained offenders (n=424) since most of the criminogenic risk factors apply to offenders living in the community, offenders who did not consented to use their data for scientific purposes (n=22), and female offenders (n=156) since they represent a very small percentage (8%) compared to the male adults in the sample. The average age of the remaining group of 1,471 violent male offenders at treatment start was 30.93 years (SD=10.38, Range 18-72 years). The majority was born in the Netherlands (78%) and 22% abroad with the most frequently found percentages of offenders being born in Surinam (4.3%), the Caribbean (3%), Morocco (3.9%), and Turkey (2.5%), a little over half of the sample entered treatment on a voluntary basis (53.5%). The average treatment length was 39.37 weeks (SD=15.19, Range 0-130 weeks).

Subgroups based on DSM-IV-TR classification

DSM classification: At intake, a diagnosis of a psychiatric disorder was established by a psychologist or psychiatrist based on an unstructured DSM-IV guided interview (DSM-IV-TR; [31]). The intake session lasts approximately 60 minutes and consists of a screening of issues relevant to outpatient forensic care, amongst which the criminal history and index offence, family (situation), education and work. The clinically assessed diagnosis during the intake session is discussed and determined by a multidisciplinary team of a psychiatrist, psychotherapists, and psychologists. 

SUDs were diagnosed in 56.4% of the sample. Clinical and personality disorders were present in 83.6% (including SUD) and 49.7% of the total group, respectively. The most common clinical disorders were developmental disorders (26.5%), impulse control disorders (19.9%), and mood disorders (11.9%). Cluster B personality disorders were the most frequently diagnosed disorders in the sample with an antisocial personality disorder (39.6%) and a borderline personality disorder (10.2%) being the most frequently diagnosed. Other clinical and personality disorders were diagnosed in less than 10 percent of the sample. This also accounted for the presence of intellectual disabilities among the offenders under investigation (7.8%). Blind to their criminal history and recidvism status, the first author categorized the violent offenders in four mutually exclusive subgroups: 

1. Offenders without any clinical and/or personality disorder (No disorders group, n=142, 9.7%);
2. Offenders with a clinical disorder (SUD excluded) and/or personality disorder (Other disorders group, n=499, 33.9%);
3. Offenders with only a SUD disorder (SUD group, n=120, 8.2%); 
4. Offenders with a dual diagnosis, that is SUD with co-occurring clinical and/or personality disorder (DD group, n=710, 48.3%)

Independent Variables (IVs)

Previous convictions: Data from the Judicial Documentation System (JDS) were used to map the criminal history of the clients prior to treatment. The JDS, managed by the Central Judicial Documentation service (CJD), offers an overview of all (legal) persons who come into contact with the Dutch justice concerning the settled and non-settled criminal cases. In the current study, the number of any convictions prior to treatment was included.

Central eight criminogenic risk factors: Items of the Risk Assessment for outpatient Forensic Mental Health-adult version (RAF MH; [32]) were used to operationalize the big four and moderate three criminogenic risk factors. The substance use criminogenic factor was not operationalizing as an independent variable since the substance related disorders were used to classify offenders in one of the four subgroups described previously. The RAF MH is a generic Structured Professional Judgment (SPJ) risk assessment instrument with the aim of assessing recidivism risk of clients referred to forensic outpatient treatment, suitable for any type of index offense. The psychometric qualities of the youth version of the RAF MH (which is largely identical to the RAF MH for adults) were confirmed for inter-rater reliability (ICC=0.78) and predictive validity (AUC=0.77; [33]). The RAF MH consists of 65 risk factors tapping on several general risk domains such as previous and current offenses, substance use, family/marital circumstances, social network, attitude, and risk management. From these domains, 22 items (34%) were used to calculate the big four and moderate three criminogenic factors. These factors are described by, amongst others, Andrews and Bonta [16] and Andrews, Bonta, and Wormith [19] as follows:

• B1 History of antisocial/criminal behavior: Early onset of antisocial and criminal behavior, and continuing involvement in a number and variety of anti-social and criminal acts (α=0.68); 
• B2 Antisocial personality pattern: Poor self-control, stimulation seeking, weak problem solving skills, hostility (α=0.70);
• B3 Antisocial cognitions: Attitudes, values and rationalizations supportive of crime, cognitive emotional states of anger, resentment and defiance (α=0.66); 
• B4 Antisocial network: Association with friends and acquaintances who engage in criminal behavior and relative lack of prosocial friends and acquaintances (α=0.58); 
• M1 Family/Marital circumstances: Low levels of affection, care, cohesiveness in family and romantic relationships (α=54); 
• M2 Education/Employment: Low levels of performance and involvement resulting in dissatisfaction and avoidance of them (α=56); 
• M3 Leisure pursuits: Lack of involvement in pro-social leisure and recreational pursuits (α=0.71).

Based on these descriptions, the big four (B1-B4) and the moderate three (M1-M3) criminogenic risk factors were operationalize using a summation of the RAF MH items. Table 1 presents a more detailed overview of how these factors were operationalized and what percentage of the information was missing.
 

Risk Factor

Rating Scale

% Missing

B1. History of antisocial/criminal behavior

Previous convictions

Num

 0

Escalation in frequency and severity of committed offences

0/1/2

 0

Young age first antisocial behavior

0/1/2

 0

Ever been detained

No/Yes

 0

Prior violations of conditions

0/1/2

 0

B2. Antisocial personality pattern

Lack of self-insight

0/1/2

 0

Impulsivity

0/1/2

 0

Inadequate coping skills

0/1/2

 0

Anger management issues

0/1/2

 0

B3. Antisocial cognitions

Cognitions supportive of crime

0/1/2

 0

Minimalizing offence behavior

0/1/2

 0

B4. Antisocial network

Criminal friends/acquaintances

No/Yes

0.6

Non-criminal friends/acquaintances

Yes/No

0.9

M1. Family/Marital circumstances

Unstable partner relationships

0/1/2

 0

Relationships with family members

0/1/2

 0

Relationship with children (not applicable=0)

0/1/2

4.8

M2. Education/Employment

Expelled from/dropped out of school

No/Yes

 0

Employment instability

0/1/2

 0

Performance at work

0/1/2

2.7

Work relationship with colleagues (no colleagues=0)

0/1/2

3.1

Work relationship with manager (owner=0)

0/1/2

2.7

M3. Leisure pursuits

Individual leisure activities

0/1/2

 0

Leisure activities with others

0/1/2

 0

Table 1: Number-average Molecular weight (Mn), Molecular weight distribution (Mw/Mn), hydrodynamic radius (Rh), and ?-potential for the polymers.

aCalculated from Equation (2), bEstimated from 1H NMR, cEstimated from GPC, dEstimated from DLS.

Dependent Variables (DVs)

Recidivism: From the JDS, recidivism data were also collected (reference date: July 2nd 2014). In the current study, recidivism was defined as a new conviction (No/Yes) for any offence (general recidivism). The follow-up period (i.e., the period between the risk assessment date and the reference date) varied from 0.63 to 79.13 months with an average of 40.99 months (SD=20.56), which is approximately 3.5 years. 

Dropout: Offenders were categorized as dropouts when treatment was unilateral terminated by the client or the therapist against the initial agreement. This information was retrieved from the electronic patient files.

Strategy for analyses

Prior to the main analyses, multicollinearity between the Independent Variables (IVs) was tested against the criterion of Variance Inflation Factors (VIFs) of 10, above which serious multicollinearity is assumed [34]. VIFs for the included IVs were all below 1.5, indicating no multicollinearity between the predictor variables. Seven variables had missing values ranging from 0.6 to 4.8% (Table 1). Data were missing completely at random, as indicated by Little’s MCAR test, χ2 (187)=201.27, p=0.225, and were imputed using Full Information Maximum Likelihood (FIML, also known as “Raw Maximum Likelihood”). FIML outperforms most common methods of handling missing data, including list or pair wise deletion, and mean replacement [35]. 

Mardia’s test of multivariate kurtosis showed that the data in the four subgroups met the assumption of multivariate normality with values below the threshold of 5 [36]: No-disorder group=1.77; Other disorders group=1.15; SUD-only group=-0.58; DD-group=-1.76. Since items differed in number of scoring categories, variables were standardized into z-scores.

Multivariate Analysis of Variance (MANOVA) with Bonferroni post hoc test to adjust for type 1 errors, and chi-square analyses were conducted to assess the differences between subgroups in demographic, treatment and criminal characteristics. As suggested by Field [37], omega squared (ω2) effect sizes were reported for the MANOVA results, using the following formula. The effect size guidelines for omega squared are: Small=0.01; medium=0.06; large=0.14. 



Point-biserial correlations (rpb) were calculated between the dependent and independent variables. Following the guidelines provided by Cohen [38], the strength of the correlation is interpreted as follows: r ≥ 0.10=weak, r ≥ 0.30=moderate, r ≥ 0.50=strong. 

Recidivism rates were calculated using Kaplan-Meier survival analysis, which takes into account the individual differences in follow-up periods [39]. The survival analyses were performed with the dates of the first recidivism offense; all subsequent re-offenses were excluded. The log rank test was included to detect significant differences in cumulative recidivism percentages between the subgroups [40].

Multi-group path analysis

In AMOS version 20, a multiple-group structural equation path analysis was performed, using GLS (i.e., Generalized Least Squares) estimation to test whether the criminogenic risk factors had the same effect on general recidivism and treatment dropout across subgroups. Structural Equation Modeling (SEM) has the advantage over conventional regression analyses in SPSS of a simultaneous estimation of co variances between measured constructs, while also testing regression lines of multiple dependent variables. Effects were analyzed using a bootstrap procedure with 95% bias-corrected confidence interval. The bootstrap samples were set at 1,000 as recommended by Cheung and Lau [41] to obtain stable probability estimates. It is considered that if zero is not included on the interval between the lower and the upper bound the effect is statistically significant at p ≤ 0.05 [42]. Figure 1 presents the hypothesized model.
 
Figure 1: Hypothesized multi-group path model with the big four and moderate three criminogenic factors predictive of both general recidivism and dropout.

Fit indices and thresholds

Following Hu and Bentler [43] and Byrne [36], following selection of fit indices were used to evaluate how well the a priori model reproduced the sample data: Absolute indices chi-square (χ2), the Normed Chi-square (or the chi-square to degrees of freedom ratio, χ2/df), the Root Mean Square Error of Approximation (RMSEA) and the Standardized Root Mean Square Residual (SRMR). The following two incremental fit indices were also included: the Comparative Fit Index (CFI), The Non-Normed Fit Index (NNFI, also known as the Tucker-Lewis Index-TLI). These relative fit indices do not use chi-square in its raw form but compare the chi-square value to a baseline model. 

A number of statistic cutoffs for the fit indices are suggested to discriminate between poor, acceptable, and optimal model fit. Although there is no consensus regarding an acceptable χ2/df ratio (CMIN/DF), recommendations range from smaller than 5.0 [44] to preferably around 2.0 [45]. Optimal chi-square values are non-signi?cant. However, signi?cant values do not necessarily indicate poor model at because the chi-square statistic is sensitive to sample size. Therefore, its role in CFA testing for model fit is more descriptive than inferential. For the additional absolute fit indices, a value ≤ 0.06 is needed for the RMSEA index and for SRMR a value close to 0.08 is considered best [43]. Regarding the SRMR, a value close to 0.08 is considered best [43]. Lastly, Kline [42] suggests that for the incremental fit indices CFI and NNFI, values above 0.90 are adequate, although values above 0.95 are more desirable [43].

RESULTS

Sample characteristics

Table 2 presents the demographic and clinical characteristics of the subgroups. At multivariate level significant differences were found between the subgroups for age at start of the treatment, treatment length, and the number of previous convictions, F (9,4401)=9.67, p ≤ 0.001. At univariate level, between groups comparisons revealed a small significant difference for each of the included variables: Age at start of treatment, F (3, 1471)=5.745, p ≤ 0.001, ω2=0.01, treatment length, F (3, 1471)=7.408, p ≤ 0.001, ω2=0.01, and number of previous convictions, F (3, 1471)=15.541, p ≤ 0.001, ω2=0.03. Post hoc multiple comparisons demonstrated that offenders in the Other disorders group were the youngest, offenders in the No disorder group were in treatment for a shorter period of time than offenders from other subgroups, and DD-offenders were convicted more often than offenders from other subgroups. From the chi-square tests results indicated that the number of offenders in mandatory treatment in the DD-group and other disorders group was smaller than those the SUD and No disorders group, χ2 (3)=71.19, p≤0.001. In the No disorder group, the number of offenders with the lowest educational level was smaller compared to the other subgroups, χ2 (6)=13.45, p ≤ 0.036. No significant differences between the subgroups were found for ethnicity, χ2 (3)=7.12, p=0.068
 
 

DD Group (n=710)

SUD Group
(n=120)

Other Disorders Group (n=499)

No Disorders Group (n=142)

M

SD

M

SD

M

SD

M

SD

Age at start treatment

30.97

9.67

29.37

10.68

32

11.12

28.31

10.32

Treatment length (months)

40.25

14.8

38.25

16.17

39.93

15.23

33.93

15.11

#previous convictions

9.22

11.2

7.99

12.11

6.11

7.99

4.34

4.7

 

n

%

n

%

n

%

n

%

Ethnicity

Dutch

579

81.9

98

82.4

378

76.5

105

75.5

Non-dutch

126

18.1

21

17.6

116

23.5

34

24.5

Treatment context

Voluntary

394

55.5

47

39.2

310

62.1

36

25.4

Mandatory

316

44.5

73

60.8

189

37.9

106

74.6

Education level*

Primary education or less

231

41.6

35

37.2

154

39

32

29.4

Lower secondary

298

53.7

50

53.2

205

51.9

67

61.5

Upper secondary or higher

26

4.7

9

9.6

36

9.1

10

9.2

 
Table 2: Demographic characteristics, previous convictions and treatment related characteristics of DD-group compared to other subgroups.
* Education levels are derived from the UNESCO’s International Standard Classification of Education (ISCED 2011, UNESCO 2012).
Note: Chi-square differences between groups were considered significant below a p-value of 0.005 due to Bonferroni correction.

Recidivism and dropout rates

The log rank test for general recidivism between the subgroups was significant, χ2 (3)=20.401, p ≤ 0.001. From the cumulative recidivism percentages listed in table 3, it is shown that, DD-offenders and offenders in the SUD-group had the highest recidivism rates (above 50%) compared to the other two subgroups (below 40%). The chi-square test showed a significant difference in dropout rates between the groups, χ2 (3)=23.33, p ≤ 0.001, indicating DD-offenders had the highest dropout rate.
 
 

DD Group (n=710)

SUD Group (n=120)

Other Disorders Group (n=499)

No Disorders Group (n=142)

n

%

n

%

n

%

n

%

Recidivism

427

52.3

48

50.8

144

39

46

38.3

Dropout

346

50.8

42

37.8

192

40.4

45

33.1

 
Table 3: General recidivism and dropout rates for subgroups of violent offenders.

Correlations between IVs and DVs

In table 4 point-biserial correlation coefficients are listed between the Independent Variables (IVs) and Dependent Variables (DVs) used in the study. The big four criminogenic risk factors were all significantly related to recidivism and dropout. However, these correlation coefficients were weak. Correlations of moderate strength were found between B1 History of antisocial/criminal behavior and B4 Antisocial network and between B2 Antisocial personality pattern and M1 Mamily/marital circumstances. Other significant correlations between the central eight criminogenic risk factors were weak, indicating minimal contextual overlap between the risk factors.
 
 

Recidivism

Dropout

B1

B2

B3

B4

M1

M2

Dropout

0.059*

             

B1 History of antisocial/criminal behavior

0.226***

0.167***

           

B2 Antisocial personality pattern

0.060*

0.200***

0.200***

         

B3 Antisocial cognitions

0.126***

0.101***

0.287***

0.265***

       

B4 Antisocial network

0.141***

0.099***

0.364***

0.198***

0.186***

     

M1 Family/Marital circumstances

0.03

0.155***

0.060*

0.332***

0.102***

0.122***

   

M2 Education/

Employment

0.005

0.098***

0.163***

0.232***

0.062*

0.111***

0.101***

 

M3 Leisure pursuits

0.017

0.124***

0.170***

0.260***

0.139***

0.153***

0.252***

0.142***

 

Table 4: Point-biserial correlations (rpb) between IVs and DVs.

Multi-group path analysis

The hypothesized model had an excellent fit to the data, Bollen-Stine bootstrapped χ2=3.68, df=4, p=0.420; CMIN/DF=0.921; RMSEA=0.00, 90% CI=0.000-0.038; SRMR=0.014; CFI=1.00; NNFI=1.02, indicating an overall support for the included predictors of general recidivism and dropout. In table 5 the bias-bootstrapped path estimates (ß), Standardized Errors (SE) and 95% CI for the IVs are presented for each subgroup.

Based on R2 values, the overall model for the DD-group accounted for 4.6% of the variance in general recidivism and 5.1% of the variance in dropout. Compared to the other subgroups these explained variances of recidivism and dropout were in the low range: Recidivism: R2SUD=7.5%; R2No disorders=19.7%; R2Other disorders=9.1%. Dropout: R2SUD=19.7%; R2No disorders=10.9%; R2Other disorders=6.4%). 

Except for B1 History of criminal behaviour and M3 Leisure pursuits, different criminogenic factors seemed to contribute to recidivism and dropout in three out of four subgroups of violent offenders. Zooming in on the DD-offenders, recidivism was significantly affected by B1 history of antisocial/criminal behaviour (ß=0.158) and M2 Education/employment (ß=-0.081), indicating that an extended history of criminal behaviour elevated the risk of reoffending, whereas a lower education and/or employment instability decreased this risk. The criminogenic factors significantly related to dropouts in the DD-group were B2 Antisocial personality pattern (ß=0.110), M1 Family/Marital circumstance (ß=0.084), and M3 Leisure pursuits (ß=0.070).
 

DD (N=710)

SUD (N=120)

Other Disorders (N=499)

No Disorders (N=142)

Recidivism

ß

SE

95%CI

p

ß

SE

95%CI

p

ß

SE

95%CI

p

ß

SE

95%CI

p

B1 History of antisocial/
criminal behavior

0.158

0.041

0.069
0.236

0.002

0.130

0.093

-0.047
 0.310

0.162

0.195

0.048

0.101
0.297

0.002

0.295

0.088

0.093
0.453

0.003

B2 Antisocial personality
pattern

0.048

0.039

-0.031
0.122

0.271

-0.254

0.113

-0.476
-0.039

0.029

0.018

0.049

-0.08
0.114

0.720

0.165

0.091

-0.017
0.343

0.083

B3 Antisocial cognitions

0.055

0.040

-0.028
0.135

0.163

-0.063

0.089

-0.229
0.113

0.535

0.111

0.048

0.014
0.197

0.030

0.037

0.081

-0.121
0.203

0.573

B4 Antisocial network

0.041

0.038

-0.036
0.111

0.292

0.086

0.088

-0.088
0.257

0.338

0.071

0.048

-0.025
0.166

0.137

0.105

0.088

-0.069
0.272

0.272

M1 Family/Marital circumstances

-0.025

0.040

-0.105
0.052

0.531

0.016

0.107

-0.205
0.219

0.918

-0.055

0.045

-0.140
0.038

0.245

-0.265

0.075

-0.404
-0.112

0.004

M2 Education

/Employment

-0.081

0.034

-0.147
-0.012

0.026

0.116

0.099

-0.069
0.322

0.240

0.028

0.042

-0.051
0.114

0.485

0.027

0.079

-0.176
0.135

0.754

M3 Leisure pursuits

0

0.039

-0.082
0.074

0.959

0.018

0.107

-0.196
0.225

0.856

-0.028

0.049

-0.120
0.072

0.546

-0.168

0.094

-0.370
0.007

0.059

Dropout

B1 History of antisocial/criminal   behavior

0.052

0.040

-0.027
0.138

0.163

0.147

0.090

-0.026
0.323

0.110

0.202

0.049

0.104
0.302

0.003

0.064

0.090

-0.114
0.235

0.524

B2 Antisocial personality pattern

0.110

0.039

0.030
0.184

0.006

0.066

0.109

-0.158
0.265

0.603

0.092

0.048

-0.004
0.199

0.058

0.201

0.101

0.020
0.379

0.068

B3 Antisocial cognitions

0.036

0.039

-0.044
0.107

0.418

0.028

0.095

-0.162
0.212

0.785

-0.001

0.050

-0.094
0.090

0.991

-0.015

0.088

-0.186
0.169

0.881

B4 Antisocial network

0.031

0.039

-0.046
0.110

0.400

0.067

0.094

-0.245
0.116

0.457

-0.55

0.050

-0.147
0.041

0.311

0.070

0.087

-0.102
0.243

0.374

M1 Family/Marital circumstances

0.084

0.040

0.003
0.168

0.040

0.200

0.116

0.039
0.411

0.104

0.093

0.050

-0.010
0.191

0.065

0.039

0.101

-0.152
0.241

0.706

M2 Education/

Employment

0.038

0.037

-0.036
0.114

0.312

0.007

0.093

-0.197
0.169

0.996

0.021

0.047

-0.072
0.114

0.681

0.166

0.100

-0.048
0.353

0.115

M3 Leisure pursuits

0.070

0.038

-0.001
0.144

0.052

0.242

0.100

0.043
0.433

0.022

0.012

0.049

-0.088
0.103

0.842

-0.249

0.094

-0.426
-0.046

0.017

Table 5: Multi-group path analysis: bias-corrected bootstrap path estimates (ß), SEs and 95% CIs for IVs as predictors of recidivism and dropout for subgroups of violent offenders.

DISCUSSION

This was the first large-scale study in which DD-offenders (n=710) treated in a forensic outpatient treatment center were compared on two outcome measures (general recidivism and dropout) to other subgroups of violent offenders, being offenders with no clinical or personality disorder (No disorders-group, n=142), offenders with exclusively Substance Use Disorders (SUD-group, n=120), and offenders with one or more comorbid clinical disorders (substance-related disorders excluded) and/or personality disorders (Other disorders-group, n=499). Results pointed out that 48.3% of the 1,879 adult violent offenders qualified as DD-offenders, which is higher than the percentages found in prisoners [4-6]. Combined with a higher number of previous convictions, lower educational level, and a 50.8% treatment dropout rate, the DD-offenders under investigation appear to be a vulnerable group, prone to persist in criminal behavior. As expected, they demonstrated the highest general recidivism (52.3%) and dropout rates, at least compared to the other disorders group and the No disorders group (both outcome measures varied between 30-40%). The only subgroup with a comparable recidivism rate was the SUD-group (50.8%). In general these findings corroborate recidivism rates reported in other studies [7,8]. A logical explanation for the comparable recidivism rates of DD-offenders and SUD-offenders is that SUD is the common denominator in both groups. Being part of the central eight criminogenic risk factors, SUD increases the risk of relapse, particularly in crimes committed for financial gain (acquisitive crimes; [46]). 

Based on the General Personality and Cognitive Social Learning (GPCSL) theory described by Andrews and Bonta [16], this study sought to identify which of the central eight criminogenic risk factors predicted general recidivism (and dropout) across adult violent offender subgroups. The central eight risk factors had a significant, but weak, correlation with recidivism and dropout, which in a more robust, comprehensive multi-group path analysis resulted in a few number of risk factors that were found predictive of recidivism and dropout. Additionally, no clear support emerged for the primacy of the big four criminogenic factors over the moderate four factors in subgroups of violent offenders in outpatient forensic care. In general, the only consistent big four risk factor predictive of general recidivism was a history of antisocial/criminal behavior. Previous studies on the predictive value of the central eight in several offender subsamples also resulted in inconsistent findings [22,25,26,28]. For instance, Hilton and Radatz [28] compared Intimate Partner Violent (IPV) offenders with general violent offenders and non-violent offenders on the prevalence of the RNR criminogenic needs and found that-compared to the other groups-IPV-offenders had the highest needs in all domains except education/employment. Criminogenic needs in the general violent offenders group were mostly present in the education/employment, substance use, domains. Taken together, our findings do not support the central eight risk factors as relevant predictors of general recidivism. However, since this was the first study to relate these factors to recidivism in subgroups of violent outpatient offenders, future research is needed to support this conclusion. Even more because counter-intuitive a decreased risk was found in the subgroup of DD-offenders from our study with Education/employment instability, indicating that offenders showing low levels of involvement in education and/or work had a lower risk of re-offending. In addition, it was found that the No disorder offenders had a higher risk of re-offending when problems in the Marital and Family domain were absent. These results should be interpreted with caution, however, since the reliability of this subscale was at an average level (α=56).

As for the predictors of dropout, leisure pursuits emerged as the only significant predictor in three out of four subgroups: Increased dropout rates were prevalent among offenders with a low involvement in pro-social leisure and recreational pursuits. Additionally, in the DD-group dropout was predicted by an antisocial personality pattern and poor family/marital circumstances. These findings corroborate with previous studies in which it was found that factors such as problematic interpersonal relationships are assumed to act as barriers for accessing and continuation of medical and social services [11-13].

Study limitations and future directions

The present study gained some interesting insights in the relation between seven of the central eight criminogenic risk factors and general recidivism and dropout. There are, however, several limitations that could have influenced the results. The first limitation was that no structured clinical interviews, such as the Structured Clinical Interview for DSM-IV clinical disorders (SCID-I; [47]) and SCID-II for DSM-IV Personality Disorders [48] were used to assess the clinical and personality disorders, respectively. Since the offenders from our study were classified based on an unstructured interview, it is possible that intake-clinicians might have under diagnosed particular disorders, especially those related to internalizing behaviors. Moreover, the DSM IV-TR specify so called V-codes that are used to identify conditions other than a disease or injury and are also used to report significant factors that may influence present or future care [49]. These codes are not necessarily a primary diagnosis and were classified in the current study as no disorder. Both factors could have led to a higher percentage of the No disorders group.

A second limitation was that possible confounders, such as age at start of the treatment and treatment length, could have affected the results in terms of counter-intuitive findings and the unexpected absent of the big four criminogenic factors as predictors of general recidivism. However, differences between subgroups regarding these possible confounders were weak, which might indicate that other variables not included in the study could have influenced the current findings. One of which might be that that no distinction was made type of drugs and disorders. Based on the Hakansson and Berglund’s [50] study this distinction could be beneficial since their results gained from 4,152 prisoners indicated that, while controlling for psychiatric problems, and severity and type of crime, the use of heroin and amphetamine was found predictive of general recidivism rather than other substances. In addition, O’Driscoll, Larney, Indig, and Basson [51] showed that SUD and a Personality Disorder (PD) were the only mental illnesses associated with reoffending. Even when other mental illnesses comorbid with a personality disorder, substance use, or both, the risk of reoffending did not change. In our study, a dual diagnosis was defined as a SUD combined with one or more clinical and/or personality disorders without distinguishing between specific groups of disorders, for instance cluster B PDs. Future research could add to the results obtained from our study, when subgroups are categorized by disorder groups, in particular cluster B personality disorders. This aligns with the General Personality and Cognitive Social Learning (GPCSL) theory [16] in which the clinical disorders such as anxiety, depression, mood, and major psychotic symptoms, are regarded as minor risk factors for criminal behaviour. These clinical disorders, however, are important for identifying the individual symptomology and personal suffering that occurs and what needs to be addressed before targeting criminogenic needs in the treatment [17].

Finally, in the present study risk assessment scores at treatment admittance were used. The central eight risk factors are predominantly dynamic in nature and one of the strengths of these risk factors would be their sensitivity to change. Holliday, Heilbrun, and Fretz [52] conducted a research among 71 male residents from correctional prison facilities or half-way houses to determine whether change in dynamic risk factors (consistent with the principles of the RNR model) may occur in response to a relatively brief (60 days), targeted re-entry intervention. It was found that high-risk residents showed significant improvements in their overall risk and criminogenic needs such as family and marital relationships, their attitudes toward crime, and their antisocial patterns of behaviour. Moreover, it was demonstrated by Labreque, Smith, Lovins, and Latessa [53] that the percentage change in criminogenic need scores is the best predictive measure of reoffending. Further insights in this particular area could enhance our understanding of the treatment effect in particular among high-risk DD-offenders and SUD-offenders.

Implications for clinical practice

Violent DD-offenders and SUD-offenders recidivated at a higher rate than other subgroups of violent offenders. Unfortunately, no dynamic criminogenic risk factor stood out as predictor of general recidivism among DD-offenders and only one (antisocial cognitions) was relevant for SUD-offenders. Static risk factors are amongst the strongest predictors of recidivism. Translated to the RNR-principles, the risk-principle suggests that high risk offenders should receive higher intensity therapy for a longer period of time. Although DD-offenders from our sample on average received more treatment (40 months) dropout rates were high among these offenders, which could explain the minimal effect of treatment in terms of high recidivism rates. In several studies it is concluded that reasons for dropout are more related to individual or personal factors than to factors within the program [54,55]. For instance, it was concluded by Palmer et al., [55] that clinicians felt that clients’ lack of motivation was the main reason for dropout, whereas clients indicated that a lack of social support from the therapist was the primary factor for dropping out. From the perspective of the RNR responsivity-principle, it is advisable to develop a therapeutic alliance at the earliest stage of the intervention and to actively solve potential barriers to treatment attendance.

At this point it is too early to draw any conclusions about the relevance of the central eight criminogenic needs in the treatment of subgroups of violent offenders. Although the results suggest that the criminogenic needs (i.e., big four and moderate four) as outlined in the RNR-model, are not related to recidivism and, therefore, should not be targeted in treatment additional empirical studies are needed taking into account the limitations outlined above. 

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Citation: van Horn JE, Eisenberg M, Souverein FA, Kraanen F (2018) The predictive Value of the Central Eight Criminogenic Risk Factors: A Multi-Group Comparison of Dually Diagnosed Violent Offenders with other Subgroups of Violent Offenders. J Addict Addictv Disord 5: 014.

Copyright: © 2018  Joan E van Horn, et al. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.


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